How The FCA’s Rules Impacted The Payday Loan Industry
Since beginning to regulate the market in 2014, the FCA has implemented a number of regulations and price caps to ensure that the market is...
Tag : fca
Clock Ticking on FCA SMCR Deadline as CISI Launches Conduct Rules Members Toolkit
With the 9 December 2019 deadline looming for the extension of the FCA SMCR Conduct Rules to all UK solo-regulated firms, the CISI has launched...
FCA Reports 300% Year-on-Year Increase in IT Failures at Financial Firms
Following the Financial Conduct Authority’s recent report, which reveals there has been a 300% year-on-year increase in IT failures at financial firms, New Relic has released...
If You’re a Challenger, Don’t Expect the FCA to Compromise in the Name of Innovation
The number of cases the FCA has opened into misconduct in retail financial services has increased by 29% in the last 12 months to 101...
7 Crucial Guidelines for FCA Compliance
FCA (Financial Conduct Authority) compliance is mandatory for all businesses. Ensuring your business is compliant, and remains so, is a time-consuming task that many businesses...
FCA Raids Nearly Double in a Year as Regulator Targets Unregulated Investments
The number of ‘dawn raids’ conducted by the Financial Conduct Authority (FCA) has almost doubled in the past year, from 13 in 2017 to 25...
Chartered Banker Institute Welcomes FCA’s New Professional Body Membership Requirements
Two leading financial services professional bodies welcome the FCA’s policy statement (19/7) which concludes its discussion on the creation of a new Directory. The CISI...
For the Digital Bank at the Centre of a Media Storm This Week … You OK Hun?
By Matthew Dove Nikolay Storonsky and his colleagues at Revolut have been “setting the record straight” again today, this time being forced to deny that...
“Near-Final” Brexit Guidance Issued by Reticent FCA
Having declined to speak about Brexit to the press, the Financial Conduct Authority (FCA) has published “near-final” rules and guidance that will apply in the...
Governor Software launches Governor Reg: FCA
Governor Software Ltd, an innovative governance and oversight solution provider, today announced that it has launched Governor Reg: FCA, a live version of the Financial Conduct...
