7 Crucial Guidelines for FCA Compliance
FCA (Financial Conduct Authority) compliance is mandatory for all businesses. Ensuring your business is compliant, and remains so, is a time-consuming task that many businesses
Tag : fca
FCA Raids Nearly Double in a Year as Regulator Targets Unregulated Investments
The number of ‘dawn raids’ conducted by the Financial Conduct Authority (FCA) has almost doubled in the past year, from 13 in 2017 to 25
Chartered Banker Institute Welcomes FCA’s New Professional Body Membership Requirements
Two leading financial services professional bodies welcome the FCA’s policy statement (19/7) which concludes its discussion on the creation of a new Directory. The CISI
For the Digital Bank at the Centre of a Media Storm This Week … You OK Hun?
By Matthew Dove Nikolay Storonsky and his colleagues at Revolut have been “setting the record straight” again today, this time being forced to deny that
“Near-Final” Brexit Guidance Issued by Reticent FCA
Having declined to speak about Brexit to the press, the Financial Conduct Authority (FCA) has published “near-final” rules and guidance that will apply in the
Governor Software launches Governor Reg: FCA
Governor Software Ltd, an innovative governance and oversight solution provider, today announced that it has launched Governor Reg: FCA, a live version of the Financial Conduct
Brexit Uncertainty: What We’ve Got Here is a Breakdown in Communication
Written by Matthew Dove (Digital Editor) We’ve been pestering regulators, fintechs and bankers to find out who’s bored, who’s terrified and who’s got plums enough
Fintech Innovation – Is Regulation a Significant Barrier?
Interview by Katia Lang (CEO TFT) Suchitra Nair, Director at Deloitte and the EMEA Centre for Regulatory Strategy, talks about how regulation will impact tech
Chartered Banker Institute Responds to FCA Discussion Paper on Climate Change and Green Finance
The Chartered Banker Institute has published its response to the FCA’s recent Discussion Paper on Climate Change and Green Finance. We support the timely focus
TotallyMoney One of the UK’s Fastest Growing Fintech Companies Agrees £29 Million to Further Scale its Credit Marketplace
Credit Fintech provider TotallyMoney has agreed £29 million of funding from Elliott Advisors Limited and existing investors Scottish Equity Partners (SEP). The investment, which is subject
