The Final Countdown: 2 Months to Go Until SMCR
By Juan Diego Martin, COO, Fonetic As the industry’s attention remains on the Halloween Brexit deadline, there’s another frightening date which has been flying under the...
Tag : fca
FCA Grants ONPEX Transitional UK-Passporting Rights in Event of No-Deal Brexit
ONPEX, a provider of multi-currency IBAN accounts, has been awarded a temporary permission regime (TPR) by the UK’s Financial Conduct Authority (FCA). This status will...
How The FCA’s Rules Impacted The Payday Loan Industry
Since beginning to regulate the market in 2014, the FCA has implemented a number of regulations and price caps to ensure that the market is...
Clock Ticking on FCA SMCR Deadline as CISI Launches Conduct Rules Members Toolkit
With the 9 December 2019 deadline looming for the extension of the FCA SMCR Conduct Rules to all UK solo-regulated firms, the CISI has launched...
FCA Reports 300% Year-on-Year Increase in IT Failures at Financial Firms
Following the Financial Conduct Authority’s recent report, which reveals there has been a 300% year-on-year increase in IT failures at financial firms, New Relic has released...
If You’re a Challenger, Don’t Expect the FCA to Compromise in the Name of Innovation
The number of cases the FCA has opened into misconduct in retail financial services has increased by 29% in the last 12 months to 101...
7 Crucial Guidelines for FCA Compliance
FCA (Financial Conduct Authority) compliance is mandatory for all businesses. Ensuring your business is compliant, and remains so, is a time-consuming task that many businesses...
FCA Raids Nearly Double in a Year as Regulator Targets Unregulated Investments
The number of ‘dawn raids’ conducted by the Financial Conduct Authority (FCA) has almost doubled in the past year, from 13 in 2017 to 25...
Chartered Banker Institute Welcomes FCA’s New Professional Body Membership Requirements
Two leading financial services professional bodies welcome the FCA’s policy statement (19/7) which concludes its discussion on the creation of a new Directory. The CISI...
For the Digital Bank at the Centre of a Media Storm This Week … You OK Hun?
By Matthew Dove Nikolay Storonsky and his colleagues at Revolut have been “setting the record straight” again today, this time being forced to deny that...
