Basic Analysis Activation to Risk Non-Compliance With the FCA’s Consumer Duty
A recent @Making_Science_ whitepaper identifies the financial industry's unpreparedness for the @TheFCA's #ConsumerDuty regulation....
Tag : Financial Conduct Authority
Moneyhub Casts Dim Outlook on the Successful Adoption of the FCA’s Consumer Duty
by Tyler Pathe
New research by @MoneyhubApp has yet again raised serious concerns regarding the UK financial industry's readiness for @TheFCA's #ConsumerDuty deadline coming up in April....
The Mental Benefits and Compliance Risks of WFH Questioned in New Survey
by Tyler Pathe
Do the benefits of #WFH really outweigh the compliance risks, and can remote data really be captured to the @TheFCA's standard? @AIMA_org's latest survey provides a...
The FCA Puts Its Foot Down on the False Facades of Greenwashing
by Tyler Pathe
The UK financial regulator @TheFCA is testing the waters for imposing new curbs on how investment managers are able to promote their funds as sustainable....
As the Consumer Duty Deadline Looms, Are Fintechs Ready To Do Good by Their Customers?
by Tyler Pathe
As the deadline for financial service companies to implement @TheFCA's #ConsumerDuty regulation draws closer, is the industry finally ready to adopt widespread, purpose-driven initiatives for...
UK Parliamentary Group Refines Crypto Regulation With Launch of Latest Inquiry
by Tyler Pathe
The All Party Parliamentary Group for the UK's crypto and digital assets sector is seeking industry input for its latest inquiry into the UK’s growing...
What Are the Drawbacks of BNPL? With Bluefin, Kearney, Entrust and More
by Tyler Pathe
Although it's enjoyed widespread industry success, today we discuss the drawbacks of #BNPL, with insight from @Entrust_Corp, @kearney, @ForterGlobal, @team8group and more! #Paytech...
Spotlight: UK Government Announces Regulatory Crackdown on Buy Now Pay Later Services
by Tyler Pathe
In an attempt to mitigate some of the affordability issues that plague the service, the UK Government has announced a series of initiatives that'll reform...
UK BaaS Griffin Seeks Authorisation To Become a Bank With the FCA and PRA
by Tyler Pathe
The UK-based banking-as-a-service fintech @griffinplatform has submitted its application to the Prudential Regulation Authority and @TheFCA, and has sought the help of the #regtech @Clausematch...
Challenger Banks Warned About Financial Crime Controls by the FCA
by Tyler Pathe
A proportion of #challengerbanks have significant weaknesses within their #financialcrime controls and need to improve how they assess financial crime risk; according to the results...