Elephants Don’t Forget: FCA Enforcement Puts ‘Inadequacy of Staff Training’ Under the Microscope
Analysing why organisations will have to start re-evaluating their #compliance programmes following @TheFCA enforcement, we hear from @clever_nelly...
Category : Regtech
ComplyAdvantage: Global AML Fines and Upcoming Regulations: What Firms Need to Know
Iain Armstrong at @ComplyAdvantage discusses #AML enforcement trends, upcoming regulatory changes and how firms can avoid AML #fines....
The FCA Backs STAR Initiative for Consumer Duty Accreditation
by Tyler Pathe
Recent correspondence between industry executives and @theFCA confirms the UK financial watchdog's support of @STAR_Transfers in delivering the highlight-anticipated #consumerduty....
Global Fintech Investment in 2023 – Why the Industry Remains Optimistic Following a Tough 2022
In its latest report, @KPMG found that global #fintech #investment deals had fallen by over 1000, with the total valuation dropping by $74billion. We hear...
Risk Orchestration: Debunking Myths Surrounding The Financial Crime Tool
Nina Kerkez at @exisnexisrisk debunks myths preventing integration of fraud and financial crime #riskorchestration technology....
ING Under Fire From Fintech Watchdogs For Open Banking ‘Breach’
Two #fintech watchdogs have demanded action from regulators against ING bank for changing its consumer #data right (CDR) consent solution....
FCA Appoints Fintech & Regtech Advisors to Speed Up Innovation
The Financial Conduct Authority (FCA) has enlisted the help of industry experts to help drive innovation in the fintech and regtech sectors. The UK’s financial...
ieDigital: The Barriers of Embracing PS22/9
In light of the @TheFCA's damning January review, @ieDigitalFS analyses the red flags it raises and discusses ways to overcome barriers to the adoption of...
‘Faster, Better, Easier Compliance’: Clausematch Releases Data Set to ‘Move Industry Forward’
Regtech @Clausematch has released a knowledge graph in open source to help speed up the digitisation of #regulation with the use of #AI....
The FCA Issues Stringent Guidelines for Cryptoasset Applications Amid High Rejection Rate
by Tyler Pathe
Of the 265 cryptoasset applications received by the @TheFCA since January 2020, only 41 were given the green light; leading the UK watchdog to issue...